LAW 5314 - Securities Regulations

Credit(s): 3
Prerequisite(s): Business Associations I (LAW 5300 )
The study of the Securities Act of 1933, as well as portions of the Securities and Exchange Act of 1934.Topics to be studied include requirements for the registration of corporate securities, exemptions from registration, and the resale of securities under the 1933 Act and civil liabilities under both the 1933 and 1934 Acts.